0000898432-18-000199.txt : 20180213 0000898432-18-000199.hdr.sgml : 20180213 20180213164349 ACCESSION NUMBER: 0000898432-18-000199 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 GROUP MEMBERS: CHARLES J. KEENAN, IV GROUP MEMBERS: KEENAN CAPITAL GP, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Alteryx, Inc. CENTRAL INDEX KEY: 0001689923 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 900673106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89935 FILM NUMBER: 18604130 BUSINESS ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: (888) 836-4274 MAIL ADDRESS: STREET 1: 3345 MICHELSON DRIVE STREET 2: SUITE 400 CITY: IRVINE STATE: CA ZIP: 92612 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Keenan Capital, LLC CENTRAL INDEX KEY: 0001647363 IRS NUMBER: 454921598 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 650-344-3332 MAIL ADDRESS: STREET 1: 1229 BURLINGAME AVENUE STREET 2: SUITE 201 CITY: BURLINGAME STATE: CA ZIP: 94010 SC 13G 1 sc13g.htm

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

______________

SCHEDULE 13G
Under the Securities Exchange Act of 1934


 
Alteryx, Inc.
(Name of Issuer)
 
Class A Common Stock
(Title of Class of Securities)
 
02156B103
(CUSIP Number)
 
December 31, 2017
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[   ]
Rule 13d-1(b)

[X]
Rule 13d-1(c)

[   ]
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Exchange Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.

(Continued on following pages)

CUSIP No. 02156B103
  
1
NAME OF REPORTING PERSONS
 
Keenan Capital, LLC
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
(a) ☐
(b) ☐
3
SEC USE ONLY
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
California
  
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
  
  
6
SHARED VOTING POWER
938,925
  
  
7
SOLE DISPOSITIVE POWER
0
  
  
8
SHARED DISPOSITIVE POWER
938,925
 
  
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
938,925
  
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
☐
  
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
  
  
12
TYPE OF REPORTING PERSON
OO
  
  

 

CUSIP No. 02156B103
  
1
NAME OF REPORTING PERSONS
 
Keenan Capital GP, LLC
  
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
3
SEC USE ONLY
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
  
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
0
  
  
6
SHARED VOTING POWER
938,925
  
  
7
SOLE DISPOSITIVE POWER
0
  
  
8
SHARED DISPOSITIVE POWER
938,925
 
  
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
938,925
  
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
☐
  
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
  
  
12
TYPE OF REPORTING PERSON
OO
  
  

CUSIP No. 02156B103
  
1
NAME OF REPORTING PERSONS
 
Charles J. Keenan, IV
  
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
3
SEC USE ONLY
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
  
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER

  
  
6
SHARED VOTING POWER
938,925
  
  
7
SOLE DISPOSITIVE POWER

  
  
8
SHARED DISPOSITIVE POWER
938,925
  
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
938,925
  
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
☐
  
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.9%
  
  
12
TYPE OF REPORTING PERSON
IN
  
  
 
Item 1(a).
Name of Issuer:
   
Alteryx, Inc.
   
Item 1(b).
Address of Issuer’s Principal Executive Offices:
   
3345 Michelson Drive, Suite 400
Irvine, CA 92612
   
Item 2(a).
Name of Person Filing:
  
 
This Schedule 13G is being filed jointly by Keenan Capital, LLC (“Keenan Capital”), Keenan Capital GP, LLC (“KCGP”) and Charles J. Keenan, IV (“Mr. Keenan” and together with Keenan Capital and KCGP, the “Reporting Persons”) with respect to shares of Class A Common Stock, par value $0.0001 of Alteryx, Inc.
   
Item 2(b).
Address of Principal Business Office or, if None, Residence:
 
 
The address of the principal business office of the Reporting Persons is: 
   
1229 Burlingame Avenue, Suite 201
Burlingame, CA  94010.
   
Item 2(c).
Citizenship:
   
Keenan Capital is a California limited liability company.  KCGP is a Delaware limited liability company.  Mr. Keenan is a citizen of the United States of America.
   
Item 2(d).
Title of Class of Securities:
   
Class A Common Stock, par value $0.0001.
   
Item 2(e).
CUSIP Number:
   
02156B103
   
Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
   
Not applicable.
   
Item 4.
Ownership.
 
 
A.
Keenan Capital, LLC
       
 
 
 (a)
Amount beneficially owned:  938,925 shares
    (b)
Percent of Class:  3.9%
    (c)
Number of shares as to which Keenan Capital has:
      (i)  Sole power to vote or to direct the vote:  0
      (ii) Shared power to vote or to direct the vote:  938,925
 
     
(iii) Sole power to dispose or to direct the disposition of:  0
     
(iv) Shared power to dispose or to direct the disposition of:  938,925
       
  B.
Keenan Capital GP, LLC
       
    (a)
Amount beneficially owned:  938,925 shares
    (b)
Percent of Class:  3.9%
    (c)
Number of shares as to which KCGP has:
     
(i) Sole power to vote or to direct the vote:  0
     
(ii) Shared power to vote or to direct the vote:  938,925
     
(iii) Sole power to dispose or to direct the disposition of:  0
     
(iv) Shared power to dispose or to direct the disposition of:  938,925
       
  C.
Charles J. Keenan, IV
       
    (a)
Amount beneficially owned:  938,925 shares
    (b)
Percent of Class:  3.9%
    (c)
Number of shares as to which Mr. Keenan has:
      (i)   Sole power to vote or to direct the vote:  0
     
(ii)  Shared power to vote or to direct the vote:  938,925
     
(iii) Sole power to dispose or to direct the disposition of:  0
     
(iv) Shared power to dispose or to direct the disposition of:  938,925
 
The percentage ownership for each of the Reporting Persons is based on 23,921,917 shares of the Issuer’s Class A Common Stock, par value $0.0001 per share (“Class A Shares”), issued and outstanding on September 30, 2017 as disclosed in the Issuer’s most recent Form S-1 Registration Statement filed by the Issuer with the U.S. Securities and Exchange Commission (“SEC”) on November 9, 2017.
   
Keenan Capital Fund, LP (“KCF”) directly owns 938,925 Class A Shares.  KCF is controlled by KCGP, which delegates investment decisions to Keenan Capital.  KCGP may terminate such delegation at any time and retain the voting and dispositive power over the Class A Shares held by KCF.  Accordingly, KCGP may be deemed to be a beneficial owner of such shares.  KCGP disclaims beneficial ownership of the Class A Shares by virtue of the delegation of power to Keenan Capital.
   
As the Manager of KCF, and pursuant to the delegation by KCGP referenced above, Keenan Capital has the ultimate voting and dispositive power over the Class A Shares held by KCF, making Keenan Capital a beneficial owner of such shares.  As sole owner and Manager of Keenan Capital, as well as the sole owner of KCGP, Mr. Keenan may be deemed to be a beneficial owner of the Class A Shares held by KCF.
   
Item 5.
Ownership of Five Percent or Less of a Class.
   
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following box ☒.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
   
Not applicable.
   
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   
Not applicable.
   
Item 8.
Identification and Classification of Members of the Group.
   
Not applicable.
   
Item 9.
Notice of Dissolution of Group.
   
Not applicable.
   
Item 10.
Certifications.
   
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:  February 13, 2018
 
 
Keenan Capital, LLC
   
   
 
By: 
/s/ Charles J. Keenan, IV  
 
Name:
 Charles J. Keenan, IV   
 
Title:
 Manager   
   
   
 
Keenan Capital GP, LLC
   
   
 
By: 
/s/ Charles J. Keenan, IV   
 
Name:
 Charles J. Keenan, IV   
 
Title:
 Manager   
   
   
 
Individual
   
   
 
/s/ Charles J. Keenan, IV 
  
 
Charles J. Keenan, IV
 
















[Signature page to Schedule 13G]
LIST OF EXHIBITS


Exhibit No.
A
 Description
Joint Filing Agreement (incorporated by reference to Exhibit A to the Schedule 13G, relating to the Class A Shares, filed by the Reporting Persons with the SEC on April 3, 2017)